1 Scope
This document specifies the elements of an unambiguous scheme to identify over-the-counter (OTC) derivative products that are reportable to trade repositories, in particular:
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— the structure and format of the unique product identifier (UPI) code;
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— the minimum data elements of the UPI reference data library, together with their allowable values.
At a minimum, the UPI code is applicable to OTC derivative instruments falling under the following categories of the classification of financial instruments (see ISO 10962):
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— swaps (S);
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— forwards (J);
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— non-listed and complex listed options (H);
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— others (miscellaneous) (M).